|4/AJun 22, 12:28 PM ET

Morris Richard G 4/A

4/A · Halo Companies, Inc. · Filed Jun 22, 2010

Insider Transaction Report

Form 4/AAmended
Period: 2010-06-11
Morris Richard G
Director10% Owner
Transactions
  • Other

    Series X Preferred Stock

    2010-06-11$267771.00/sh+26,777$7,170,104,06726,777 total
Footnotes (3)
  • [F1]Series X Preferred Stock is non-voting and non-convertible. Holder has the right to receive a 9% cumulative dividend. Redeemable at the option of the Board of Directors of the Company.
  • [F2]Acquired Series X Preferred Stock in exchange for the cancellation of certain Promissory Notes owed by the Company to Holder. The Value of the Series X Preferred Stock received by Holder is equal to the value of the canceled Notes.
  • [F3]$10 per share.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT