Morris Richard G 4/A
4/A · Halo Companies, Inc. · Filed May 14, 2012
Insider Transaction Report
Form 4/AAmended
Morris Richard G
Director10% Owner
Transactions
- Purchase
Series E Convertible Preferred Stock
2012-04-30$10.00/sh+15,000$150,000→ 15,000 totalExercise: $10.00From: 2012-05-14Exp: 2015-05-13→ Halo Companies, Inc. Common Stock (750,000 underlying)
Footnotes (2)
- [F1]Series E Convertible Preferred Stock shall be initially convertible into shares of Common Stock at the rate of 50 shares of Common Stock per share of Series E Convertible Preferred Stock. The shares shall automatically convert on the 36th month following the purchase of the Series E Convertible Preferred Stock.
- [F2]Series E Convertible Preferred Stock is sold at $10.00 per share of Series E. There is no additional cost to convert the Series E to Common Stock.