4/A//SEC Filing
Morris Richard G 4/A
Accession 0001474346-12-000001
CIK 0000814286other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 5:45 PM ET
Size
6.3 KB
Accession
0001474346-12-000001
Insider Transaction Report
Form 4/AAmended
Morris Richard G
Director10% Owner
Transactions
- Purchase
Series E Convertible Preferred Stock
2012-04-30$10.00/sh+15,000$150,000→ 15,000 totalExercise: $10.00From: 2012-05-14Exp: 2015-05-13→ Halo Companies, Inc. Common Stock (750,000 underlying)
Footnotes (2)
- [F1]Series E Convertible Preferred Stock shall be initially convertible into shares of Common Stock at the rate of 50 shares of Common Stock per share of Series E Convertible Preferred Stock. The shares shall automatically convert on the 36th month following the purchase of the Series E Convertible Preferred Stock.
- [F2]Series E Convertible Preferred Stock is sold at $10.00 per share of Series E. There is no additional cost to convert the Series E to Common Stock.
Documents
Issuer
Halo Companies, Inc.
CIK 0000814286
Entity typeother
Related Parties
1- filerCIK 0001474346
Filing Metadata
- Form type
- 4/A
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 5:45 PM ET
- Size
- 6.3 KB