Home/Filings/4/A/0001474506-22-000013
4/A//SEC Filing

KOENIG THEODORE L 4/A

Accession 0001474506-22-000013

CIK 0001838672other

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 7:58 PM ET

Size

7.0 KB

Accession

0001474506-22-000013

Insider Transaction Report

Form 4/AAmended
Period: 2021-12-15
KOENIG THEODORE L
DirectorChief Executive Officer10% Owner
Transactions
  • Purchase

    Class A Common Stock

    2021-12-15$9.97/sh+550,000$5,485,6451,350,000 total(indirect: See Footnote)
Footnotes (3)
  • [F1]The securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Monroe Capital LLC and/or its affiliates ("Monroe"). Theodore L. Koenig is the Chief Executive Officer of Monroe. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Mr. Koenig may be deemed to be the beneficial owner of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that Mr. Koenig is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mr. Koenig hereby disclaims beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.965 to approximately $9.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
  • [F3]The original Form 4 was filed on December 15, 2021. This amendment is being filed to correct an administrative error in reporting the amount of securities acquired and the amount of securities beneficially owned following the reported transaction in Columns 4 and 5, respectively, in Table I, which underreported the the amount of securities acquired by 300,000 shares. This filing properly reflects the correct number of shares as of December 15, 2021. As of January 11, 2022, the reporting person beneficially owned 2,004,441 shares.

Issuer

AdTheorent Holding Company, Inc.

CIK 0001838672

Entity typeother
IncorporatedIL

Related Parties

1
  • filerCIK 0001075190

Filing Metadata

Form type
4/A
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 7:58 PM ET
Size
7.0 KB