COPsync, Inc. 5

5 · COPsync, Inc. · Filed Jan 28, 2016

Form 5

Period: 2015-12-31

Director

Transactions

Purchase
Warrant
2015-11-18$0.01/sh+16,000$160→ 18,733 total
Exercise: $3.13From: 2015-11-18Exp: 2020-11-20→ Common Stock (16,000 underlying)
Exercise/Conversion
Common Stock
2015-11-13$6.25/sh+19,000$118,750→ 0 total
Exercise/Conversion
Series B Preferred Stock
2015-11-13$4.00/sh−95,000$380,000→ 0 total
Exercise: $0.00From: 2009-11-24Exp: 2015-11-13→ Common Stock (95,000 underlying)
Award
Common Stock
2015-11-13+19,000→ 0 total
Purchase
Common Stock
2015-11-18$3.49/sh+16,000$55,840→ 149,000 total
Exercise/Conversion
Series B Warrant
2015-11-13−19,000→ 0 total
Exercise: $6.25From: 2009-10-14Exp: 2017-10-14→ Common Stock (19,000 underlying)

Footnotes (5)

[F1]Shares acquired pursuant to Warrant exercise.
[F2]The Company's Series B Preferred Stock converted into 40 shares of common stock per Preferred share.
[F3]Original per share price for the Series B Preferred Stock.
[F4]Includes 2,733 shares purchasable by Mr. Hochberg within 60 days under an option agreement
[F5]As consideration for Mr. Hochberg agreeing to convert his shares of Series B Preferred Stock into shares of Common Stock, terminate the Investor's Rights Agreement and waive any rights he may have under such agreement, the Company agreed to issue an additional 23,750 shares of common stock.

Documents

1 file