GLADSTONE CAPITAL CORP·4

Nov 30, 5:07 PM ET

Marcotte Robert L 4

4 · GLADSTONE CAPITAL CORP · Filed Nov 30, 2017

Insider Transaction Report

Form 4
Period: 2017-11-28
Transactions
  • Purchase

    Common Stock

    2017-11-28$9.79/sh+4,329$42,381381,770 total
  • Purchase

    Common Stock

    2017-11-29$9.85/sh+3,671$36,159385,441 total
Holdings
  • Common Stock

    (indirect: By Trust)
    1,000
Footnotes (2)
  • [F1]The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.7833 to $9.8000 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.8404 to $9.8499 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT