DULLUM DAVID A R 4
4 · GLADSTONE INVESTMENT CORPORATION\DE · Filed Dec 12, 2018
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Purchase
Common Stock
2018-12-12$9.90/sh+1,400$13,860→ 93,216 total
Holdings
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.89 to $9.90 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.