DULLUM DAVID A R 4
4 · GLADSTONE INVESTMENT CORPORATION\DE · Filed Mar 13, 2020
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Purchase
Common Stock
2020-03-11$10.49/sh+10,000$104,900→ 110,916 total
Holdings
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.