4//SEC Filing
DULLUM DAVID A R 4
Accession 0001475246-20-000054
CIK 0001321741other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:52 PM ET
Size
5.4 KB
Accession
0001475246-20-000054
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Purchase
Common Stock
2020-03-18$7.20/sh+8,000$57,600→ 123,916 total
Holdings
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Documents
Issuer
GLADSTONE INVESTMENT CORPORATION\DE
CIK 0001321741
Entity typeother
Related Parties
1- filerCIK 0001238279
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:52 PM ET
- Size
- 5.4 KB