4//SEC Filing
DULLUM DAVID A R 4
Accession 0001475246-20-000066
CIK 0001321741other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 4:10 PM ET
Size
5.4 KB
Accession
0001475246-20-000066
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Purchase
Common Stock
2020-03-23$6.80/sh+2,500$17,000→ 126,416 total
Holdings
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Documents
Issuer
GLADSTONE INVESTMENT CORPORATION\DE
CIK 0001321741
Entity typeother
Related Parties
1- filerCIK 0001238279
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 4:10 PM ET
- Size
- 5.4 KB