4/A//SEC Filing
GUO WEI 4/A
Accession 0001476345-10-000003
CIK 0001327364other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 3:32 PM ET
Size
11.3 KB
Accession
0001476345-10-000003
Insider Transaction Report
Form 4/AAmended
GUO WEI
Director10% Owner
Transactions
- Award
Option to purchase common stock
2010-06-22+150,000→ 250,125 total(indirect: By Spouse)Exercise: $8.13From: 2011-06-22Exp: 2015-06-22→ Common stock (150,000 underlying) - Award
Option to purchase common stock
2010-06-22+100,125→ 100,125 totalExercise: $8.13From: 2011-06-22Exp: 2015-06-22→ Common stock (100,125 underlying) - Conversion
Common Stock
2009-08-05$30.00/sh+10,400,000$312,000,000→ 17,400,000 total(indirect: By Spouse)
Footnotes (2)
- [F1]The Reporting Person is the wife of Mr. Wang Chen, the sole shareholder of Long Sunny Limited, which is a majority shareholder of Shengkai Innovations, Inc. (the "Company") that owns 17,400,000 shares of the Company's common stock. Mr. Wang also directly holds an option to purchase 150,000 shares of the Company's common stock. The Reporting Person's indirect beneficial ownership in the Company is based upon Mr. Wang's ownership of this option and his 100% interest in Long Sunny Limited. Accordingly, 17,400,000 shares of common stock issued to Long Sunny Limited and the option to purchase 150,000 shares of the Company's common stock are indirectly beneficially attributed to the Reporting Person.
- [F2]This option (the "Option") was issued pursuant to the Company's 2010 Incentive Stock Plan and the Nonstatutory Stock Option Agreement dated as of June 22, 2010 and amendment dated September 22, 2010 thereto (collectively, the "Agreement"). The Option shall become exercisable during the term of the Reporting Person's employment in three equal annual installments of 33,375 shares each, the first installment to be exercisable on the first anniversary of the date of grant, and each subsequent installment on every anniversary thereof.
Documents
Issuer
Shengkai Innovations, Inc.
CIK 0001327364
Entity typeother
Related Parties
1- filerCIK 0001436232
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 3:32 PM ET
- Size
- 11.3 KB