Home/Filings/4/0001476732-10-000004
4//SEC Filing

Ayub Mario 4

Accession 0001476732-10-000004

CIK 0001046672other

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 3:27 PM ET

Size

27.1 KB

Accession

0001476732-10-000004

Insider Transaction Report

Form 4
Period: 2009-02-12
Ayub Mario
Director10% Owner
Transactions
  • Purchase

    8% Secured Convertible Debenture due 2012

    2009-02-12(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.60From: 2009-05-08Exp: 2012-05-08Units (1,666,667 underlying)
  • Purchase

    Warrant to Purchase Common Stock

    2009-11-05+1,666,6671,666,667 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.50From: 2009-11-05Exp: 2012-05-08Common Stock (1,666,667 underlying)
  • Purchase

    Warrant to Purchase Common Stock

    2009-12-23+193,333193,333 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.50From: 2010-12-23Exp: 2011-12-23Common Stock (193,333 underlying)
  • Conversion

    Common Stock

    2009-11-05+3,333,3334,791,333 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
  • Purchase

    Warrant to Purchase Common Stock

    2009-09-21+300,000300,000 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.36Exp: 2012-09-21Common Stock (300,000 underlying)
  • Disposition to Issuer

    8% Secured Convertible Debenture due 2012

    2009-11-05(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.60From: 2009-05-08Exp: 2012-05-08Units (1,666,667 underlying)
  • Sale

    Common Stock

    2009-08-262,250,0001,458,000 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
  • Conversion

    Common Stock

    2009-06-10+2,250,0003,708,000 total(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
  • Disposition to Issuer

    15% Secured Convertible Debenture due 2010

    2009-06-10(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.20From: 2009-05-09Exp: 2010-03-25Units (1,250,000 underlying)
  • Purchase

    Common Stock

    2009-12-23+386,666386,666 total
  • Purchase

    15% Secured Convertible Debenture due 2010

    2009-05-09(indirect: Held by Minera Rio Tinto, S.A. de C.V.)
    Exercise: $0.20From: 2009-05-09Exp: 2010-03-25Units (1,250,000 underlying)
Footnotes (8)
  • [F1]Mr. Ayub is the President of Minera Rio Tinto, S.A. de C.V. ("MRT") and may be deemed to have voting and investment power over the shares of the Issuer held directly by MRT. Mr. Ayub disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F2]The Issuer defaulted on payment obligations due under the 15% Secured Convertible Debenture due March 2010 and MRT acquired 2,250,000 shares of common stock in lieu of repayment.
  • [F3]The consideration for the sale by Mr. Ayub was services rendered by the purchasers.
  • [F4]MRT exercised conversion rights on the 8% Secured Convertible Debenture due 2012 and was issued 3,333,333 shares of common stock and a warrant to purchase 1,666,666 shares of common stock at an exercise price of $0.50 per share.
  • [F5]In consideration for the payments and the issuance of securities, Mr. Ayub and MRT agreed to discharge all of Issuer's outstanding debt owed to them by the Issuer in the amount of $320,267.
  • [F6]Each unit represents 2 shares of common stock and 1 warrant to purchase shares of common stock.
  • [F7]Each unit represents 1 share of common stock and 0.5 warrant to purchase shares of common stock. The debenture is secured by 2,250,000 shares of the Issuer's common stock.
  • [F8]The shares subject to the warrant shall vest in 4 equal installments, beginning on the 6 month anniversary of the date of issuance, with the remaining installments vesting every 6 months thereafter, contingent upon MRT Investments Ltd. continuing to provide services to the Issuer during such vesting period.

Issuer

MEXORO MINERALS LTD

CIK 0001046672

Entity typeother

Related Parties

1
  • filerCIK 0001296116

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 3:27 PM ET
Size
27.1 KB