Rocket Fuel Inc. 4
4 · Rocket Fuel Inc. · Filed Jun 20, 2016
Insider Transaction Report
Form 4
Rocket Fuel Inc.FUEL
Frankel Richard A.
DirectorCo-Founder and President10% Owner
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2016-06-10−92,250→ 0 totalExercise: $51.16Exp: 2024-02-06→ Common Stock (92,250 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2016-06-10−626,344→ 0 totalExercise: $6.58Exp: 2022-12-04→ Common Stock (626,344 underlying) - Award
Employee Stock Option (right to buy)
2016-06-13+360,796→ 360,796 totalExercise: $2.23Exp: 2023-06-13→ Common Stock (360,796 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2016-06-10−98,250→ 0 totalExercise: $11.21Exp: 2023-03-07→ Common Stock (98,250 underlying)
Footnotes (8)
- [F1]This option provided for the shares subject to the option to vest and become exercisable in equal monthly installments over four years beginning on March 25, 2012.
- [F2]On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 626,344 shares of Rocket Fuel common stock granted to the reporting person on December 4, 2012. In exchange, the reporting person received a replacement option, for 313,172 shares, having an exercise price of $2.23 per share.
- [F3]This option provided for one-fourth of the shares subject to the option to vest and become exercisable on March 1, 2014 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
- [F4]On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 98,250 shares of Rocket Fuel common stock granted to the reporting person on March 7, 2013. In exchange, the reporting person received a replacement option, for 24,562 shares, having an exercise price of $2.23 per share.
- [F5]This option provided for one-fourth of the shares subject to the option to vest and become exercisable on February 6, 2015 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
- [F6]On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 92,250 shares of Rocket Fuel common stock granted to the reporting person on February 6, 2014. In exchange, the reporting person received a replacement option, for 23,062 shares, having an exercise price of $2.23 per share.
- [F7]Shares subject to an option that vest and become exercisable in equal monthly installments over three years beginning on June 13, 2016.
- [F8]On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, three options totaling 816,844 shares with a weighted average exercise price of $12.17 per share. In exchange, thereporting person received four replacement options, for a total of 360,796 shares, having an exercise price of $2.23 per share.