Caruso Troy Andrew 4
4 · VIKING ENERGY GROUP, INC. · Filed Sep 8, 2020
Insider Transaction Report
Form 4
Caruso Troy Andrew
10% Owner
Transactions
- Other
Common Stock
[F5][F2]2020-07-07+701,966→ 25,769,748 total(indirect: See Footnote 2) - Purchase
Common Stock
[F1]2020-07-08$0.12/sh+135,000$16,470→ 25,904,748 total(indirect: See Footnote 1) - Purchase
Common Stock
[F3]2020-07-08$0.12/sh+180,000$21,960→ 26,084,748 total(indirect: See Footnote 3) - Purchase
Common Stock
2020-07-08$0.12/sh+90,000$10,980→ 26,174,748 total - Other
Common Stock
[F7][F1]2020-07-14$0.12/sh+11,065,574$1,350,000→ 37,240,322 total(indirect: See Footnote 1) - Other
Common Stock
[F6][F2]2020-07-20+435,559→ 37,675,881 total(indirect: See Footnote 2) - Other
Common Stock
[F8][F1]2020-08-11$0.12/sh−644,579$78,639→ 37,031,302 total(indirect: See Footnote 1) - Other
Common Stock
[F9][F4]2020-08-11$0.12/sh+644,579$78,639→ 37,675,881 total(indirect: See Footnote 4) - Other
Common Stock
[F8][F1]2020-08-12$0.12/sh−3,000,000$366,000→ 34,675,881 total(indirect: See Footnote 1) - Other
Common Stock
[F9][F4]2020-08-12$0.12/sh+3,000,000$366,000→ 37,675,881 total(indirect: See Footnote 4) - Other
Common Stock
[F8][F1]2020-08-13$0.12/sh−1,045,658$127,570→ 36,630,223 total(indirect: See Footnote 1) - Other
Common Stock
[F8][F1]2020-08-13$0.12/sh−1,305,240$159,239→ 35,324,983 total(indirect: See Footnote 1) - Other
Common Stock
[F8][F1]2020-08-13$0.12/sh−107,603$13,128→ 35,217,380 total(indirect: See Footnote 1) - Other
Common Stock
[F8][F10]2020-08-13$0.12/sh−108,123$13,191→ 35,109,257 total(indirect: See Footnote 1) - Other
Common Stock
[F8][F1]2020-08-13$0.12/sh−69,614$8,493→ 35,039,643 total(indirect: See Footnote 1) - Other
Common Stock
[F9][F1]2020-08-13$0.12/sh−45,000$5,490→ 34,994,643 total(indirect: See Footnote 1) - Other
Common Stock
[F5][F2]2020-08-24$0.12/sh+2,139,344$261,000→ 37,133,987 total(indirect: See Footnote 2) - Purchase
Common Stock
2020-08-26$0.14/sh+7,124,455$997,424→ 44,258,442 total(indirect: See Footnote 4)
Footnotes (10)
- [F1]Represents shares owned by Radium2 Capital, LLC, of which the Reporting Person indirectly owns 95.38% of. The Reporting Person has the authority to sell, transfer, or vote all shares of Radium2 Capital, LLC.
- [F10]Represents shares transferred by Radium2 Capital, LLC, which is controlled by the Reporting Persons, to investors of Radium2 Capital, LLC.
- [F2]Represents shares owned by Radium Asset Management, LLC, of which the Reporting Person owns 100% of.
- [F3]Represents shares owned by Axe Capital Solutions, Inc., of which the Reporting Person owns 33.33% of. The Reporting Person has the authority to sell, transfer, or vote all shares of Axe Capital Solutions, Inc.
- [F4]Represents shares owned by Troy Caruso, Inc. of which the Reporting Person owns 100% of.
- [F5]Pursuant to the terms of a consulting agreement.
- [F6]Represents shares issued to Radium Asset Management, LLC, of which the Reporting Person owns 100% of, in connection with a Non-Discretionary Advisory Agreement, dated January 15, 2020, as amended on April 13, 2020, entered into between the Issuer and Radium Asset Management, LLC.
- [F7]See fn. 5; Of the 435,559 shares of common stock beneficially owned by the Reporting Person, only 435,550 shares have been issued and 9 shares remained unissued.
- [F8]See VKIN 8K, filed July 14, 2020.
- [F9]Represents shares transferred by Radium2 Capital, LLC, which is controlled by the Reporting Person, to syndicate partners of Radium2 Capital, LLC.
Signature
/s/ Troy Caruso|2020-09-08