4//SEC Filing
GT Advanced Technologies Inc. 4
Accession 0001480248-14-000162
CIK 0001394954operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:35 PM ET
Size
10.8 KB
Accession
0001480248-14-000162
Insider Transaction Report
Form 4
Gutierrez Thomas
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock, par value $.01
2014-09-06+15,902→ 184,801 total - Sale
Common Stock, par value $.01
2014-09-08$17.38/sh−9,232$160,448→ 168,899 total - Tax Payment
Common Stock, par value $.01
2014-09-06$16.70/sh−6,670$111,389→ 178,131 total - Exercise/Conversion
Restricted Stock Unit
2014-09-06−15,902→ 111,315 total→ Common Stock, par value $.01 (15,902 underlying)
Footnotes (4)
- [F1]These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 6, 2014.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 14, 2014 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
- [F3]Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
- [F4]The restricted stock units vested one-fourth on June 6, 2013, and the balance vests in equal quarterly installments over the following three years. Shares of common stock are delivered to the reporting person on vesting.
Documents
Issuer
GT Advanced Technologies Inc.
CIK 0001394954
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001394954
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 4:35 PM ET
- Size
- 10.8 KB