Skerl Damir S 4/A

Accession 0001480713-11-000003

CIK 0001311486other

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 9:09 PM ET

Size

28.9 KB

Accession

0001480713-11-000003

Form 4/AAmended

Period: 2010-04-27

Director

Transactions

Sale
Common Stock
2010-04-27$12.00/sh−822$9,864→ 15,845 total(indirect: By Trust)
Sale
Common Stock
2010-04-27$12.00/sh−822$9,864→ 15,845 total(indirect: By Trust)
Other
Common Stock
2010-04-27+16,666→ 16,666 total(indirect: By Trust)
Other
Preferred Stock
2010-04-27−100,000→ 0 total
→ Common Stock (100,000 underlying)
Other
Class B Common Stock
2010-04-27−16,667→ 0 total(indirect: By Trust)
Other
Class B Common Stock
2010-04-27−233,450→ 0 total
Sale
Common Stock
2010-04-27$12.00/sh−8,219$98,628→ 325,231 total
Other
Common Stock
2010-04-27+333,450→ 333,450 total
Other
Common Stock
2010-04-27+16,667→ 16,667 total(indirect: By Trust)
Other
Class B Common Stock
2010-04-27−16,667→ 0 total(indirect: By Trust)
Other
Common Stock
2010-04-27+16,667→ 16,667 total(indirect: By Trust)
Other
Class B Common Stock
2010-04-27−16,666→ 0 total(indirect: By Trust)
Sale
Common Stock
2010-04-27$12.00/sh−822$9,864→ 15,844 total(indirect: By Trust)
Other
Stock Option
2010-04-27+10,000→ 10,000 total
Exercise: $15.00From: 2008-10-31Exp: 2017-10-28→ Common Stock (10,000 underlying)

Footnotes (6)

[F1]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock converted, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure.
[F2]As of the date original filed, 50% of these shares vested. The remainder of these shares vested and will vest 25% on each of the following dates: October 31, 2010 and October 31, 2011.
[F3]Pursuant to the reclassification discussed in footnote (1), these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised.
[F4]The Convertible Preferred Stock is immediately exercisable and does not have an expiration date.
[F5]These shares were sold in connection with the exercise of an over-allotment option under Rules 16a-7 and Rule 424(b)(4); they were erroneously omitted on Form 4 filed on April 29, 2010, as well as on Form 4A filed on January 11, 2011.
[F6]This note is to clarify two inconsistencies related to the Stephen Allen Skerl Grandchild Trust: (1) on Form 4 filed on April 29, 2010, this Trust was mistakenly named <<Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee>>; and (2) on Form 4A filed on January 11, 2011, this Trust was erroneously omitted.

Documents

1 file

Global Geophysical Services Inc

CIK 0001311486

Entity typeother