Moody's Corp: president and CEO Robert Fauber sold 923 shares

What happened

• Robert Fauber, president and CEO and a director, reported sales and option exercises on Oct 1, 2026. The filing shows open-market sales of 300 shares at $455.00 for $136,500 and 623 shares at $455.00 for $283,465 (total sales $419,965). The filing also shows exercise/conversion of derivative securities for 51 shares at $113.34 for $5,780 and 572 shares at $167.50 for $95,810 (total exercise payments $101,590).

Key details

• Transaction dates and prices: Oct 1, 2026 — sold 300 shares at $455.00; exercised 51 shares at $113.34; exercised 572 shares at $167.50; sold 623 shares at $455.00. Two derivative conversion/disposition lines are reported at $0.00 per share.
• Shares owned after the transaction: not stated in the provided filing details.
• Footnotes: F1 and F2 state sales and exercise-and-sale were pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on Jul 30, 2025. F3 states 1/4 of options vest each year beginning with the date indicated.
• Filing timeliness: filed Oct 2, 2026 for transactions dated Oct 1, 2026; the filing is not marked late.

Why it may matter

• The filing shows option exercises and the resulting shares were sold under the reported Rule 10b5-1 plan (exercise-and-sale/cashless-style transaction).
• The open-market sales are reported as executed at $455.00 per share under the 10b5-1 plan.
• A filing does not show why the insider traded or why the company acted.