4//SEC Filing
Jackson Rick C 4
Accession 0001482480-24-000002
CIK 0001490906other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 1:52 PM ET
Size
13.2 KB
Accession
0001482480-24-000002
Insider Transaction Report
Form 4
Jackson Rick C
Executive Vice President
Transactions
- Exercise/Conversion
CFFN Phantom Stock 2020
2023-12-31$12.50/sh−1,919$23,988→ 0 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,919 underlying) - Exercise/Conversion
CFFN common stock
2023-12-31$12.50/sh+1,919$23,988→ 170,357 total - Disposition to Issuer
CFFN common stock
2023-12-31$6.45/sh−1,919$12,378→ 168,438 total
Holdings
- 5,435
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (5,435 underlying) - 20,498(indirect: ESOP)
CFFN common stock
- 9,147
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (9,147 underlying) - 55,910
CFFN Non-qualified Stock Option
Exercise: $14.43Exp: 2025-01-26→ CFFN common stock (55,910 underlying)
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F3]All options are vested and exercisable.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001482480
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 1:52 PM ET
- Size
- 13.2 KB