Jackson Rick C 4

4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2025

Form 4

Period: 2024-12-31

Executive Vice President

Transactions

Exercise/Conversion
CFFN common stock
2024-12-31$11.33/sh+5,435$61,579→ 186,863 total
Disposition to Issuer
CFFN common stock
2024-12-31$5.91/sh−5,435$32,121→ 181,428 total
Exercise/Conversion
CFFN Phantom Stock 2021
2024-12-31$11.33/sh−5,435$61,579→ 0 total
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (5,435 underlying)
Award
CFFN Phantom Stock 2024
2024-12-31$5.91/sh+3,978$23,510→ 3,978 total
Exercise: $5.91From: 2027-12-31Exp: 2027-12-31→ CFFN common stock (3,978 underlying)

Holdings

CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (9,147 underlying)
9,147
CFFN common stock
(indirect: ESOP)
23,352
CFFN Non-qualified Stock Option
Exercise: $14.43Exp: 2025-01-26→ CFFN common stock (55,910 underlying)
55,910

Footnotes (3)

[F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
[F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
[F3]All options are vested and exercisable

Documents

1 file