4//SEC Filing
COSENTINO ANTHONY VAN 4
Accession 0001486762-19-000001
CIK 0000767405other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 5:03 PM ET
Size
10.6 KB
Accession
0001486762-19-000001
Insider Transaction Report
Form 4
COSENTINO ANTHONY VAN
EVP & CFO
Transactions
- Conversion
COMMON STOCK
2019-12-26+14,862→ 26,601 total - Conversion
COMMON STOCK
2019-12-26−15,000→ 0 totalExercise: $0.00→ COMMON STOCK (14,862 underlying)
Holdings
- 5,000
COMMON STOCK
- 100(indirect: By Spouse)
COMMON STOCK
- 4,916
COMMON STOCK
- 5,389(indirect: ESOP)
COMMON STOCK
- 200(indirect: By Children)
COMMON STOCK
Footnotes (2)
- [F1]THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH 2016 AWARD=1,992; 1494 SHS VESTED=498 2017 AWARD=2,936; 1468 VESTED=1468 2018 AWARD=1,800; 450 VESTED=1350 2019 AWARD=1,600 (498+1468+1350+1600=4,916)
- [F2]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093
Documents
Issuer
SB FINANCIAL GROUP, INC.
CIK 0000767405
Entity typeother
Related Parties
1- filerCIK 0001486762
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 5:03 PM ET
- Size
- 10.6 KB