Home/Filings/4/0001487199-11-000015
4//SEC Filing

Carosella Deborah B 4

Accession 0001487199-11-000015

CIK 0000931336other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 4:59 PM ET

Size

15.6 KB

Accession

0001487199-11-000015

Insider Transaction Report

Form 4
Period: 2011-02-12
Carosella Deborah B
SVP-Innovation
Transactions
  • Tax Payment

    Common Stock

    2011-02-13$9.97/sh1,176$11,72513,127 total
  • Exercise/Conversion

    Restricted Stock Units (DU004975)

    2011-02-122,1834,364 total
    Exercise: $0.00From: 2011-02-12Exp: 2020-02-12Common Stock (2,183 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-12+2,18311,741 total
  • Tax Payment

    Common Stock

    2011-02-12$9.97/sh771$7,68710,970 total
  • Exercise/Conversion

    Restricted Stock Units (DU004406)

    2011-02-133,3333,333 total
    Exercise: $0.00From: 2010-02-13Exp: 2019-02-13Common Stock (3,333 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-13+3,33314,303 total
Footnotes (4)
  • [F1]The reporting person received a total of 2,183 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 771 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,412 net shares of Common Stock.
  • [F2]The reporting person received a total of 3,333 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,176 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 2,157 net shares of Common Stock.
  • [F3]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.
  • [F4]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions.

Issuer

DEAN FOODS CO

CIK 0000931336

Entity typeother

Related Parties

1
  • filerCIK 0001425214

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:59 PM ET
Size
15.6 KB