4//SEC Filing
Duffin-Maxwell Kelly 4
Accession 0001487199-12-000010
CIK 0000931336other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:55 PM ET
Size
15.2 KB
Accession
0001487199-12-000010
Insider Transaction Report
Form 4
Duffin-Maxwell Kelly
EVP, Research and Development
Transactions
- Exercise/Conversion
Common Stock
2012-02-12+2,728→ 22,571 total - Tax Payment
Common Stock
2012-02-12$10.69/sh−963$10,294→ 21,608 total - Exercise/Conversion
Common Stock
2012-02-13+4,400→ 26,008 total - Tax Payment
Common Stock
2012-02-13$10.93/sh−1,452$15,870→ 24,556 total - Exercise/Conversion
Restricted Stock Units (DU004971)
2012-02-12−2,728→ 2,727 totalExercise: $0.00From: 2011-02-12Exp: 2020-02-12→ Common Stock (2,728 underlying) - Exercise/Conversion
Restricted Stock Units (DU004401)
2012-02-13−4,400→ 0 totalExercise: $0.00From: 2010-02-13Exp: 2019-02-13→ Common Stock (4,400 underlying)
Footnotes (4)
- [F1]The reporting person received a total of 2,728 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 963 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,765 net shares of Common Stock.
- [F2]The reporting person received a total of 4,400 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,452 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 2,948 net shares of Common Stock.
- [F3]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The restricted stock units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.
- [F4]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions.
Documents
Issuer
DEAN FOODS CO
CIK 0000931336
Entity typeother
Related Parties
1- filerCIK 0001434736
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 6:55 PM ET
- Size
- 15.2 KB