4//SEC Filing
Duffin-Maxwell Kelly 4
Accession 0001487199-12-000014
CIK 0000931336other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:54 PM ET
Size
13.7 KB
Accession
0001487199-12-000014
Insider Transaction Report
Form 4
Duffin-Maxwell Kelly
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2012-02-18$12.07/sh−2,816$33,989→ 30,798 total - Award
Non-Qualified Stock Option (right to buy)
2012-02-17+49,325→ 49,325 totalExercise: $12.07From: 2013-02-17Exp: 2022-02-17→ Common Stock (49,325 underlying) - Exercise/Conversion
Common Stock
2012-02-18+9,058→ 33,614 total - Award
Restricted Stock Units
2012-02-17+34,626→ 34,626 totalExercise: $0.00From: 2013-02-17Exp: 2022-02-17→ Common Stock (34,626 underlying) - Exercise/Conversion
Restricted Stock Units (DU005623)
2012-02-18−9,058→ 18,116 totalExercise: $0.00From: 2012-02-18Exp: 2021-02-18→ Common Stock (9,058 underlying)
Footnotes (3)
- [F1]The reporting person received a total of 9,058 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 2,816 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 6,242 net shares of Common Stock.
- [F2]The shares of common stock subject to the option vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement.
- [F3]The reporting person has received an award of restricted stock units, which is the right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.
Documents
Issuer
DEAN FOODS CO
CIK 0000931336
Entity typeother
Related Parties
1- filerCIK 0001434736
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:54 PM ET
- Size
- 13.7 KB