Stief James F 4

Accession 0001487329-22-000006

CIK 0000277638other

View on SEC.gov Company Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 3:13 PM ET

Size

35.0 KB

Accession

0001487329-22-000006

Insider Transaction Report

Form 4

Period: 2022-05-24

DAVEY TREE EXPERT CONONE

Stief James F

Sr VP&GM, Residential/Commrc'l

Transactions

SaleSwap
Common Stock
2022-05-24$18.10/sh−17,495$316,660→ 530,661 total
Exercise/Conversion
Common Stock
2022-05-24−1,214→ 532,140 total
Exercise/Conversion
Stock Appreciation Rights (2018)
2022-05-24−4,082→ 0 total
Exercise: $9.55From: 2019-03-09Exp: 2027-12-31→ Common Stock (4,082 underlying)
Exercise/ConversionSwap
Non-Qualified Stock Option (Right to Buy)
2022-05-24−6,000→ 0 total
Exercise: $9.55From: 2019-06-28Exp: 2028-06-28→ Common Stock (6,000 underlying)
Exercise/Conversion
Common Stock
2022-05-24$8.80/sh+1,488$13,094→ 532,149 total
Exercise/Conversion
Common Stock
2022-05-24$9.55/sh+6,000$57,300→ 552,140 total
Exercise/Conversion
Common Stock
2022-05-24$12.10/sh+6,430$77,803→ 564,570 total
Exercise/Conversion
Common Stock
2022-05-24−723→ 531,426 total
Exercise/Conversion
Common Stock
2022-05-24$8.80/sh+6,000$52,800→ 546,140 total
Exercise/Conversion
Common Stock
2022-05-24$10.55/sh+6,000$63,300→ 558,140 total
Exercise/Conversion
Common Stock
2022-05-24$9.55/sh+4,082$38,983→ 535,508 total
Exercise/Conversion
Common Stock
2022-05-24$8.18/sh+8,000$65,440→ 540,140 total
Exercise/Conversion
Common Stock
2022-05-24−2,154→ 533,354 total
Exercise/Conversion
Stock Appreciation Rights (2017)
2022-05-24−1,488→ 0 total
Exercise: $8.80From: 2018-03-14Exp: 2026-12-31→ Common Stock (1,488 underlying)
Exercise/ConversionSwap
Non-Qualified Stock Option (Right to Buy)
2022-05-24−8,000→ 0 total
Exercise: $8.18From: 2017-06-28Exp: 2026-06-28→ Common Stock (8,000 underlying)
Exercise/ConversionSwap
Non-Qualified Stock Option (Right to Buy)
2022-05-24−6,000→ 0 total
Exercise: $8.80From: 2018-06-23Exp: 2027-06-23→ Common Stock (6,000 underlying)
Exercise/ConversionSwap
Non-Qualified Stock Option (Right to Buy)
2022-05-24−6,430→ 0 total
Exercise: $12.10From: 2021-03-05Exp: 2030-03-05→ Common Stock (6,430 underlying)
Exercise/ConversionSwap
Nonqualified Stock Option (Right to Buy)
2022-05-24−6,000→ 0 total
Exercise: $10.55From: 2020-03-07Exp: 2029-03-07→ Common Stock (6,000 underlying)

Holdings

Common Stock
(indirect: By Son)
32
Common Stock
(indirect: By 401(k))
108,569.243

Footnotes (7)

[F1]Exercise of SARs.
[F2]Deemed disposition back to the company upon exercise of Stock Settled Appreciation Rights (SARs).
[F3]Payment of taxes in connection with SARs pay-out.
[F4]This total reflects routine accumulation of 108,569.2427 common shares acquired through the Company's 401(K) benefit plan as of May 24, 2022, based on internal records.
[F5]These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
[F6]These options become exercisable in 20% installments on each anniversary of the grant date beginning June 28, 2017.
[F7]These shares vested and became fully exercisable upon Mr. Stief's retirement.

Documents

1 file

4
wf-form4_165341958029819.xmlPrimary
FORM 4

Issuer

DAVEY TREE EXPERT CO

CIK 0000277638

→

Entity typeother

Related Parties

filerCIK 0001487329

Filing Metadata

Form type: 4
Filed: May 23, 8:00 PM ET
Accepted: May 24, 3:13 PM ET
Size: 35.0 KB

View on SEC.gov