4//SEC Filing
Killian Jeffrey A 4
Accession 0001488471-17-000009
CIK 0001579910other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 3:13 PM ET
Size
9.2 KB
Accession
0001488471-17-000009
Insider Transaction Report
Form 4
Resonant IncRESN
Killian Jeffrey A
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-12-01−11,250→ 33,750 total→ Common Stock (11,250 underlying) - Sale
Common Stock
2017-12-04$7.21/sh−4,395$31,684→ 39,573 total - Exercise/Conversion
Common Stock
2017-12-01+11,250→ 43,968 total
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $7.20 to $7.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]11,250 restricted stock units vested on December 1, 2017, and installments of 11,250 restricted stock units will vest on each of December 1, 2018, December 1, 2019 and December 1, 2020.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001488471
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 3:13 PM ET
- Size
- 9.2 KB