DOW INC.·4/A

May 1, 4:14 PM ET

Fitterling James R 4/A

4/A · DOW INC. · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

DOW CEO James R. Fitterling Receives 68,230 RSUs

What Happened
James R. Fitterling, Chair and CEO of Dow Inc. (DOW), was granted 68,230 restricted stock units (RSUs) on February 12, 2026. The award is reported at $0.00 per share (typical for RSU grants) and therefore had no cash purchase price. These RSUs are scheduled to be delivered in one installment on or about February 12, 2029, subject to continued employment.

Key Details

  • Transaction date: February 12, 2026 (reported via amended Form 4 filed May 1, 2026).
  • Transaction type/code: A = Award/Grant (restricted stock units).
  • Amount: 68,230 RSUs; reported price $0.00; total reported value $0.
  • Vesting/delivery: One installment on or about Feb 12, 2029, contingent on continued employment (Footnote F1).
  • Footnotes: F2 notes the total includes previously reported RSUs; F3 explains this amendment removes an erroneously reported transaction from the Feb 17, 2026 filing and corrects the beneficial ownership total.
  • Shares owned after transaction: The amended filing corrects the total beneficial ownership figure; the corrected total is reflected on the amended Form 4 (no specific total provided here).
  • Filing status: This is an amended Form 4 filed May 1, 2026 to correct an earlier erroneous report.

Context
RSU grants are a form of long-term compensation and do not involve an immediate cash purchase or sale. Because these units vest in 2029 and are conditioned on continued employment, they are a retention-style award rather than an immediate market transaction. The amendment indicates an administrative correction to reporting, not a change to the grant terms.

Insider Transaction Report

Form 4/AAmended
Period: 2026-02-12
Fitterling James R
DirectorChair and CEO
Transactions
  • Award

    Common Stock

    [F1][F2][F3]
    2026-02-12+68,230190,117 total
Footnotes (3)
  • [F1]Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.
  • [F2]Total includes previously reported restricted stock units.
  • [F3]This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.
Signature
/s/ James R Fitterling|2026-05-01

Documents

1 file
  • 4
    wk-form4a_1777666443.xml

    FORM 4/A