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4//SEC Filing

Ricketts Carlton A. 4

Accession 0001490906-17-000052

CIK 0001490906other
View on SEC.govCompany Profile

Filed

Aug 7, 8:00 PM ET

Accepted

Aug 8, 4:52 PM ET

Size

10.5 KB

Accession

0001490906-17-000052

Insider Transaction Report

Form 4
Period: 2017-08-07
Capitol Federal Financial IncCFFN
Ricketts Carlton A.
Executive Vice President
Transactions
  • Purchase

    CFFN common stock

    2017-08-07$13.92/sh+525$7,305→ 53,545 total
  • Purchase

    CFFN common stock

    2017-08-08$14.06/sh+4,000$56,240→ 57,545 total
Holdings

  • CFFN Phantom Stock

    Exercise: $12.78From: 2017-12-31Exp: 2017-12-31→ CFFN common stock (2,957 underlying)
    2,957

  • CFFN Phantom Stock

    Exercise: $12.56From: 2018-12-31Exp: 2018-12-31→ CFFN Phantom Stock (2,780 underlying)
    2,780

  • CFFN Phantom Stock

    Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN Phantom Stock (2,752 underlying)
    2,752

  • CFFN common stock

    (indirect: ESOP)
    37,973
Footnotes (1)
  • [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.

Documents

1 file

Issuer

Capitol Federal Financial Inc

CIK 0001490906

→
Entity typeother

Related Parties

1
  • filerCIK 0001560044

Filing Metadata

Form type
4
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 4:52 PM ET
Size
10.5 KB
View on SEC.gov