Ricketts Carlton A. 4
4 · Capitol Federal Financial Inc · Filed Aug 8, 2017
Insider Transaction Report
Form 4
Ricketts Carlton A.
Executive Vice President
Transactions
- Purchase
CFFN common stock
2017-08-07$13.92/sh+525$7,305→ 53,545 total - Purchase
CFFN common stock
2017-08-08$14.06/sh+4,000$56,240→ 57,545 total
Holdings
- 2,957
CFFN Phantom Stock
Exercise: $12.78From: 2017-12-31Exp: 2017-12-31→ CFFN common stock (2,957 underlying) - 2,780
CFFN Phantom Stock
Exercise: $12.56From: 2018-12-31Exp: 2018-12-31→ CFFN Phantom Stock (2,780 underlying) - 2,752
CFFN Phantom Stock
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN Phantom Stock (2,752 underlying) - 37,973(indirect: ESOP)
CFFN common stock
Footnotes (1)
- [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.