4//SEC Filing
Ricketts Carlton A. 4
Accession 0001490906-18-000008
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:15 PM ET
Size
13.3 KB
Accession
0001490906-18-000008
Insider Transaction Report
Form 4
Ricketts Carlton A.
Executive Vice President
Transactions
- Disposition to Issuer
CFFN common stock
2018-01-02$13.41/sh−2,957$39,653→ 57,545 total - Exercise/Conversion
CFFN common stock
2018-01-02$12.78/sh+2,957$37,790→ 60,502 total - Exercise/Conversion
CFFN phantom stock 2014
2018-01-02$12.78/sh+0$0→ 2,957 totalExercise: $12.78From: 2017-12-31Exp: 2017-12-31→ CFFN common stock (0 underlying) - Award
CFFN Phantom Stock 2017
2018-01-02+3,692→ 3,692 totalExercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,692 underlying)
Holdings
- 40,504(indirect: ESOP)
CFFN common stock
- 2,780
CFFN phantom stock 2015
Exercise: $12.56From: 2018-12-31Exp: 2018-12-31→ CFFN commnon stock (2,780 underlying) - 2,752
CFFN Phantom Stock 2016
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (2,752 underlying)
Footnotes (1)
- [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.
Documents
Issuer
Capitol Federal Financial Inc
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001560044
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:15 PM ET
- Size
- 13.3 KB