Ricketts Carlton A. 4
4 · Capitol Federal Financial, Inc. · Filed Jan 8, 2019
Insider Transaction Report
Form 4
Ricketts Carlton A.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN phantom stock 2015
2019-01-02$12.56/sh+2,780$34,917→ 60,325 total - Disposition to Issuer
CFFN phantom stock 2015
2019-01-02$12.77/sh−2,780$35,501→ 57,545 total - Award
CFFN Phantom Stock 2018
2019-01-02$12.77/sh+853$10,893→ 853 totalExercise: $12.77From: 2022-01-02Exp: 2022-01-02→ CFFN common stock (853 underlying)
Holdings
- 42,010(indirect: ESOP)
CFFN common stock
- 2,752
CFFN Phantom Stock 2016
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (2,752 underlying) - 3,692
CFFN Phantom Stock 2017
Exercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,692 underlying)
Footnotes (1)
- [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.