4//SEC Filing
Ricketts Carlton A. 4
Accession 0001490906-19-000014
CIK 0001490906other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 3:15 PM ET
Size
11.4 KB
Accession
0001490906-19-000014
Insider Transaction Report
Form 4
Ricketts Carlton A.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN phantom stock 2015
2019-01-02$12.56/sh+2,780$34,917→ 60,325 total - Disposition to Issuer
CFFN phantom stock 2015
2019-01-02$12.77/sh−2,780$35,501→ 57,545 total - Award
CFFN Phantom Stock 2018
2019-01-02$12.77/sh+853$10,893→ 853 totalExercise: $12.77From: 2022-01-02Exp: 2022-01-02→ CFFN common stock (853 underlying)
Holdings
- 42,010(indirect: ESOP)
CFFN common stock
- 2,752
CFFN Phantom Stock 2016
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (2,752 underlying) - 3,692
CFFN Phantom Stock 2017
Exercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,692 underlying)
Footnotes (1)
- [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001560044
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 3:15 PM ET
- Size
- 11.4 KB