4//SEC Filing
Lehman Daniel L. 4
Accession 0001490906-19-000036
CIK 0001490906other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 12:00 PM ET
Size
11.7 KB
Accession
0001490906-19-000036
Insider Transaction Report
Form 4
Lehman Daniel L.
Executive Vice President
Transactions
- Award
CFFN Phantom Stock 2018
2019-04-29$12.77/sh+0$0→ 3,798 totalExercise: $12.77From: 2022-01-02Exp: 2022-01-02→ CFFN common stock (0 underlying) - Tax Payment
CFFN common stock
2019-04-29$13.74/sh−327$4,493→ 10,589 total - Award
CFFN common stock
2019-04-29+0→ 51,387 total(indirect: By IRA)
Holdings
- 3,154
CFFN Phantom Stock 2017
Exercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,154 underlying) - 2,220(indirect: ESOP)
CFFN common stock
- 971
CFFN Phantom Stock 2016
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (971 underlying)
Footnotes (2)
- [F1]Mr. Lehman diversified a majority of his ESOP shares into an IRA.
- [F2]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001688883
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 12:00 PM ET
- Size
- 11.7 KB