Lehman Daniel L. 4
4 · Capitol Federal Financial, Inc. · Filed May 1, 2019
Insider Transaction Report
Form 4
Lehman Daniel L.
Executive Vice President
Transactions
- Award
CFFN Phantom Stock 2018
2019-04-29$12.77/sh+0$0→ 3,798 totalExercise: $12.77From: 2022-01-02Exp: 2022-01-02→ CFFN common stock (0 underlying) - Tax Payment
CFFN common stock
2019-04-29$13.74/sh−327$4,493→ 10,589 total - Award
CFFN common stock
2019-04-29+0→ 51,387 total(indirect: By IRA)
Holdings
- 3,154
CFFN Phantom Stock 2017
Exercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,154 underlying) - 2,220(indirect: ESOP)
CFFN common stock
- 971
CFFN Phantom Stock 2016
Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (971 underlying)
Footnotes (2)
- [F1]Mr. Lehman diversified a majority of his ESOP shares into an IRA.
- [F2]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.