4//SEC Filing
Lehman Daniel L. 4
Accession 0001490906-20-000006
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 3:20 PM ET
Size
14.6 KB
Accession
0001490906-20-000006
Insider Transaction Report
Form 4
Lehman Daniel L.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN Phantom Stock 2016
2019-12-31$16.46/sh−971$15,983→ 0 totalExercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (971 underlying) - Exercise/Conversion
CFFN common stock
2019-12-31$16.46/sh+971$15,983→ 11,560 total - Award
CFFN Phantom Stock 2019
2019-12-31$13.73/sh+2,546$34,957→ 2,546 totalExercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN commnon stock (2,546 underlying) - Disposition to Issuer
CFFN common stock
2019-12-31$13.73/sh−971$13,332→ 10,589 total
Holdings
- 3,154
CFFN Phantom Stock 2017
Exercise: $13.41From: 2020-12-31Exp: 2020-12-31→ CFFN common stock (3,154 underlying) - 51,387(indirect: By IRA)
CFFN commnon stock
- 4,249(indirect: ESOP)
CFFN common stock
- 3,798
CFFN Phantom Stock 2018
Exercise: $12.77From: 2021-12-31Exp: 2021-12-31→ CFFN common stock (3,798 underlying)
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001688883
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 3:20 PM ET
- Size
- 14.6 KB