4//SEC Filing
Lehman Daniel L. 4
Accession 0001490906-21-000012
CIK 0001490906other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 3:54 PM ET
Size
14.5 KB
Accession
0001490906-21-000012
Insider Transaction Report
Form 4
Lehman Daniel L.
Executive Vice President
Transactions
- Disposition to Issuer
CFFN common stock
2020-12-31$12.50/sh−3,154$39,425→ 10,243 total - Exercise/Conversion
CFFN Phantom Stock 2017
2020-12-31$13.41/sh−3,154$42,295→ 0 totalExercise: $13.41From: 2020-12-31Exp: 2020-12-31→ CFFN common stock (3,154 underlying) - Exercise/Conversion
CFFN common stock
2020-12-31$13.41/sh+3,154$42,295→ 13,397 total - Award
CFFN Phantom Stock 2020
2020-12-31$12.50/sh+1,687$21,088→ 1,687 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,687 underlying)
Holdings
- 5,738(indirect: ESOP)
CFFN common stock
- 51,387(indirect: By IRA)
CFFN commnon stock
- 3,798
CFFN Phantom Stock 2018
Exercise: $12.77From: 2021-12-31Exp: 2021-12-31→ CFFN common stock (3,798 underlying) - 2,546
CFFN Phantom Stock 2019
Exercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN commnon stock (2,546 underlying)
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001688883
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 3:54 PM ET
- Size
- 14.5 KB