4//SEC Filing
TOWNSEND KENT G 4
Accession 0001490906-21-000014
CIK 0001490906other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 3:57 PM ET
Size
14.8 KB
Accession
0001490906-21-000014
Insider Transaction Report
Form 4
TOWNSEND KENT G
Executive Vice President
Transactions
- Disposition to Issuer
CFFN commnon stock
2020-12-31$12.50/sh−5,624$70,300→ 123,081 total - Exercise/Conversion
CFFN Phantom Stock 2017
2020-12-31$13.41/sh−5,624$75,418→ 0 totalExercise: $13.41From: 2020-12-31Exp: 2020-12-31→ CFFN common stock (5,624 underlying) - Exercise/Conversion
CFFN commnon stock
2020-12-31$13.41/sh+5,624$75,418→ 128,705 total - Award
CFFN Phantom Stock 2020
2020-12-31$12.50/sh+2,654$33,175→ 2,654 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (2,654 underlying)
Holdings
- 6,421
CFFN Phantom Stock 2018
Exercise: $12.77From: 2021-12-31Exp: 2021-12-31→ CFFN commnon stock (6,421 underlying) - 4,079
CFFN Phantom Stock 2019
Exercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN commnon stock (4,079 underlying) - 48,987(indirect: ESOP)
CFFN common stock
- 39,987(indirect: By IRA)
CFFN commnon stock
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]During fiscal year 2018, Mr. Townsend diversified 50% of his ESOP shares, at the time, into an IRA.
- [F3]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001220300
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 3:57 PM ET
- Size
- 14.8 KB