4//SEC Filing
Van Houweling Tara 4
Accession 0001490906-21-000016
CIK 0001490906other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 3:58 PM ET
Size
16.4 KB
Accession
0001490906-21-000016
Insider Transaction Report
Form 4
Van Houweling Tara
Principal Accounting Officer
Transactions
- Disposition to Issuer
CFFN commnon stock
2020-12-31$12.50/sh−1,257$15,713→ 18,565 total - Exercise/Conversion
CFFN commnon stock
2020-12-31$13.41/sh+1,257$16,856→ 19,822 total - Exercise/Conversion
CFFN Phantom Stock 2017
2020-12-31$13.41/sh−1,257$16,856→ 0 totalExercise: $13.41From: 2020-12-31Exp: 2020-12-31→ CFFN common stock (1,257 underlying) - Award
CFFN Phantom Stock 2020
2020-12-31$12.50/sh+615$7,688→ 615 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (615 underlying)
Holdings
- 8,584
CFFN Incentive Stock Option
Exercise: $11.91Exp: 2022-05-14→ CFFN common stock (8,584 underlying) - 33,746(indirect: ESOP)
CFFN common stock
- 1,471
CFFN Phantom Stock 2018
Exercise: $12.77From: 2021-12-31Exp: 2021-12-31→ CFFN commnon stock (1,471 underlying) - 6,416
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (6,416 underlying) - 953
CFFN Phantom Stock 2019
Exercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN commnon stock (953 underlying)
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F3]All options have vested.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001338346
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 3:58 PM ET
- Size
- 16.4 KB