Engel Matthew A 4
4 · Finance of America Companies Inc. · Filed Nov 14, 2025
Insider Transaction Report
Form 4
Engel Matthew A
Chief Financial Officer
Transactions
- Award
Class B Units of Finance of America Equity Capital LLC
2025-11-12+50,000→ 50,000 totalExp: 2030-11-12→ Class A Common Stock
Footnotes (1)
- [F1]These Class B Units of Finance of America Equity Capital LLC ("FOAEC") will vest upon the occurrence of the consummation of a Change in Control (as defined in the Issuer's 2021 Omnibus Incentive Plan), subject to the Reporting Person's continued employment. Upon vesting, each Class B Unit will automatically convert into a number of Class A Units of FOAEC having a fair market value equal to the Spread Value (if any) of each Class B Unit; provided that the Issuer's Board of Directors may elect, in its discretion, to settle such Spread Value in cash, in Class A Units or any combination thereof. The "Spread Value" is equal to the excess (if any) of the fair market value of the Issuer's Class A Common Stock ("Common Stock") as of the vesting date over $23.01. Upon vesting and converting into Class A Units of FOAEC, each such Class A Unit will be exchangeable for a share of Common Stock on a one-for-one basis on the vesting date, at the election of the Reporting Person.