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4//SEC Filing

Francois Cedric 4

Accession 0001492422-26-000057

CIK 0001492422other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 4:09 PM ET

Size

9.1 KB

Accession

0001492422-26-000057

Research Summary

AI-generated summary of this filing

Updated

Apellis (APLS) CEO Francois Cedric Sells 27,192 Shares

What Happened
Cedric (Francois) Cedric, CEO of Apellis Pharmaceuticals, sold 27,192 shares on January 22, 2026 at $21.77 per share for total proceeds of $591,845. The filing indicates this disposal was to cover tax withholding on restricted stock units (RSUs) released January 21, 2026.

Key Details

  • Transaction date: 2026-01-22; Price per share: $21.77; Total value: $591,845.
  • Transaction type/code: Sale (S). Footnote indicates sale to cover tax withholding on RSU release (F1).
  • Shares owned after transaction: Not specified in the provided filing.
  • Trust disclosures: Shares are held in various trusts (The Cedric Francois Irrevocable Trusts of 2023 and related trusts; The Francois Grossi Trust; The Francois‑DuBois Educational Trust) with trustees named; the reporting person disclaims beneficial ownership of trust-held shares except to the extent of pecuniary interest (F2–F5).
  • Filing timeliness: Report filed 2026-01-23 for a 2026-01-22 transaction (filed next day), indicating a timely Form 4.

Context
This was a sale to satisfy tax withholding on RSUs — a routine, administrative transaction (often coded F for tax withholding) and not by itself a clear signal of the insider’s view on the company. Multiple holdings are held in trusts with disclaimed beneficial ownership except for pecuniary interest, which is common for estate or tax planning and can affect how ownership is reported.

Insider Transaction Report

Form 4
Period: 2026-01-22
Francois Cedric
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    [F1]
    2026-01-22$21.77/sh27,192$591,845286,045 total
Holdings
  • Common Stock

    [F2]
    (indirect: By Trust)
    307,946
  • Common Stock

    [F3]
    (indirect: By Trust)
    472,065
  • Common Stock

    [F4]
    (indirect: By Trust)
    300,000
  • Common Stock

    [F5]
    (indirect: By Trust)
    234,411
Footnotes (5)
  • [F1]This represents shares sold to cover tax withholding on the Restricted Stock Units released on January 21, 2026.
  • [F2]The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein.
  • [F3]The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
  • [F4]The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
  • [F5]The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois|2026-01-23

Issuer

Apellis Pharmaceuticals, Inc.

CIK 0001492422

Entity typeother

Related Parties

1
  • filerCIK 0001658080

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:09 PM ET
Size
9.1 KB