Apellis Pharmaceuticals, Inc.·4

Jan 30, 4:07 PM ET

Sullivan Timothy Eugene 4

4 · Apellis Pharmaceuticals, Inc. · Filed Jan 30, 2026

Research Summary

AI-generated summary of this filing

Updated

Apellis (APLS) CFO Timothy Sullivan Receives 58,140 RSUs

What Happened
Timothy E. Sullivan, Chief Financial Officer of Apellis Pharmaceuticals (APLS), received a grant of 58,140 restricted stock units (RSUs) on January 28, 2026. The filing reports an acquisition at $0.00 per share (typical for RSU awards); no cash was paid. The Form 4 lists the transaction as an award/grant (code A).

Key Details

  • Transaction date: 2026-01-28; Form 4 filed 2026-01-30 (timely filing).
  • Security: 58,140 RSUs reported at $0.00 per share.
  • Shares owned after transaction: Not specified in the provided filing details.
  • Footnote highlights:
    • F1: RSUs vest 25% annually over four years from the grant date, subject to continued service.
    • F2: The securities are held by The Timothy E Sullivan Irrevocable Trust of 2023; Patrick O. Collins is trustee. Sullivan disclaims beneficial ownership except to the extent of his pecuniary interest.

Context
RSU grants are a common form of executive compensation and vest over time; they are not an open-market purchase or sale and therefore are a limited signal of immediate insider sentiment. As the RSUs vest (25% per year), the underlying shares may become reportable insider holdings and could be sold or retained in the future per company and SEC rules.

Insider Transaction Report

Form 4
Period: 2026-01-28
Sullivan Timothy Eugene
Chief Financial Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-01-28+58,140152,041 total
Holdings
  • Common Stock

    [F2]
    (indirect: By Trust)
    60,396
Footnotes (2)
  • [F1]This represents a Restricted Stock Unit award granted on January 28, 2026 that vest 25% annually over four years from grant date subject to continued service.
  • [F2]The securities are held by The Timothy E Sullivan Irrevocable Trust of 2023. Patrick O. Collins is the trustee of The Timothy E Sullivan Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Timothy E Sullivan Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
Signature
/s/ David Watson, attorney-in-fact for Timothy Sullivan|2026-01-30

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT