Home/Filings/4/0001493152-12-001413
4//SEC Filing

Dillard Warren 4

Accession 0001493152-12-001413

CIK 0001053648other

Filed

Oct 11, 8:00 PM ET

Accepted

Oct 12, 5:07 PM ET

Size

7.8 KB

Accession

0001493152-12-001413

Insider Transaction Report

Form 4
Period: 2012-10-09
Transactions
  • Disposition to Issuer

    Common Stock Options

    2012-10-09800,0000 total
    Exercise: $0.07From: 2009-11-05Exp: 2012-10-09Common Stock (800,000 underlying)
  • Award

    Common Stock Options

    2012-10-09+8,000,000800,000 total
    Exercise: $0.02Exp: 2015-10-08Common Stock (800,000 underlying)
Footnotes (3)
  • [F1]The option is immediately exercisable and expires three years from the date of issue.
  • [F2]The canceled option provided for vesting in 12 equal installments.
  • [F3]The reporting person agreed to cancellation of the 800,000 options granted on 11/05/09 in exchange for a new option having a lower exercise price.

Issuer

Surge Global Energy, Inc.

CIK 0001053648

Entity typeother

Related Parties

1
  • filerCIK 0001474361

Filing Metadata

Form type
4
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 5:07 PM ET
Size
7.8 KB