Surge Global Energy, Inc.·4

Oct 12, 5:13 PM ET

Sage Charles V 4

4 · Surge Global Energy, Inc. · Filed Oct 12, 2012

Insider Transaction Report

Form 4
Period: 2012-10-09
Transactions
  • Disposition to Issuer

    Common Stock Options

    2012-10-09500,0000 total
    Exercise: $0.08From: 2008-03-27Exp: 2012-10-09Common Stock (500,000 underlying)
  • Disposition to Issuer

    Common Stock Options

    2012-10-09300,0000 total
    Exercise: $0.06From: 2009-05-23Exp: 2012-10-09Common Stock (300,000 underlying)
  • Disposition to Issuer

    Common Stock Options

    2012-10-09400,0000 total
    Exercise: $0.10From: 2010-05-16Exp: 2012-10-09Common Stock (400,000 underlying)
  • Award

    Common Stock Options

    2012-10-09+1,200,0001,200,000 total
    Exercise: $0.02Exp: 2015-10-08Common Stock (1,200,000 underlying)
Footnotes (3)
  • [F1]The option is immediately exercisable and expires three years from the date of issue.
  • [F2]The canceled options provided for vesting in equal 24 monthly installments beginning on the dates set forth above. No such options were exercised.
  • [F3]The reporting person agreed to cancellation of the 1,200,000 stock options (in the aggregate) granted to him on 02/27/20008, 04/23/2009 and 04/16/2010 in exchange for a new option having a lower exercise price.

Documents

1 file
  • 4
    surgeform4-sage.xmlPrimary

    OWNERSHIP DOCUMENT