Home/Filings/4/0001493152-12-001419
4//SEC Filing

Schloss E Jamie 4

Accession 0001493152-12-001419

CIK 0001053648other

Filed

Oct 11, 8:00 PM ET

Accepted

Oct 12, 5:14 PM ET

Size

10.1 KB

Accession

0001493152-12-001419

Insider Transaction Report

Form 4
Period: 2012-10-09
Schloss E Jamie
DirectorChief Executive Officer10% Owner
Transactions
  • Disposition to Issuer

    Common Stock Options

    2012-10-09600,0000 total
    Exercise: $0.06From: 2009-05-23Exp: 2012-10-09Common Stock (600,000 underlying)
  • Disposition to Issuer

    Common Stock Options

    2012-10-091,700,0000 total
    Exercise: $0.08From: 2008-03-27Exp: 2012-10-09Common Stock (1,700,000 underlying)
  • Award

    Common Stock Options

    2012-10-09+2,300,0000 total
    Exercise: $0.02Exp: 2015-10-08Common Stock (2,300,000 underlying)
Footnotes (3)
  • [F1]The option is immediately exercisable and expires three years from the date of issue.
  • [F2]The canceled options provided for vesting in equal 24 month installments beginning on the dates set forth above. No such options were exercised.
  • [F3]The reporting person agreed to cancellation of the 1,200,00 stock options (in the aggregate) granted to him on 03/27/2008 and 05/23/2009 in exchange for the new option having a lower exercise price

Issuer

Surge Global Energy, Inc.

CIK 0001053648

Entity typeother

Related Parties

1
  • filerCIK 0001306167

Filing Metadata

Form type
4
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 5:14 PM ET
Size
10.1 KB