Wizard World, Inc. 4

4 · Wizard World, Inc. · Filed Sep 19, 2014

Form 4

Period: 2014-09-16

DirectorCEO and President

Transactions

Award
Stock Options (Right to Purchase)
2014-09-16+900,000→ 3,920,000 total
Exercise: $1.00Exp: 2019-09-16→ common stock, par value $0.0001 per share (900,000 underlying)
Award
Stock Options (Right to Purchase)
2014-09-16+900,000→ 4,820,000 total
Exercise: $1.25Exp: 2019-09-16→ common stock, par value $0.0001 per share (900,000 underlying)
Award
Stock Options (Right to Purchase)
2014-09-16+900,000→ 5,720,000 total
Exercise: $1.50Exp: 2019-09-16→ common stock, par value $0.0001 per share (900,000 underlying)

Footnotes (4)

[F1]On September 16, 2014, Wizard World, Inc. (the "Company") entered into an Amended and Restated Employment Agreement (the "Employment Agreement") with John Macaluso pursuant to which Mr. Macaluso shall continue to serve as the Chief Executive Officer of the Company.
[F2]Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016.
[F3]Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017.
[F4]Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018.

Documents

1 file