VISCOUNT SYSTEMS INC 5/A
5/A · VISCOUNT SYSTEMS INC · Filed Apr 27, 2016
Insider Transaction Report
Form 5/AAmended
Cacioppo James
Director
Transactions
- Award
Series B Preferred Stock
2015-11-03+18.734→ 18.734 total(indirect: By One East Partners Master, L.P.) - Award
Series B Preferred Stock
2015-11-03+19.615→ 19.615 total(indirect: By One East Partners Opportunities, L.P.)
Footnotes (4)
- [F1]Each of One East Partners Master, L.P. ("OEP Master") and One East Partners Opportunities, L.P. ("OEP Opportunities") were issued a 14% Senior Secured Convertible Demand Promissory B Note in the original principal amount of $220,000, previously disclosed, along with Series B Preferred Stock of the issuer.
- [F2]These securities are held by OEP Master, an investment fund for which One East Capital Advisors ("OEP Advisors") acts as investment advisor, and with respect to which OEP Advisors shares voting and investment control. James A. Cacioppo ("Cacioppo") is the managing partner of OEP Advisors and controls the voting and investment decisions of OEP Advisors.
- [F3]These securities are held by OEP Opportunities, an investment fund for which OEP Advisors acts as investment advisor, and with respect to which OEP Advisors shares voting and investment control. Cacioppo is the managing partner of OEP Advisors and controls the voting and investment decisions of OEP Advisors.
- [F4]Cacioppo disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership of such securities for Section 16 purposes or any other purpose.