SOUPMAN, INC. 4
4 · SOUPMAN, INC. · Filed Jul 5, 2016
Insider Transaction Report
Form 4
SOUPMAN, INC.SOUP
Freedman Jeffrey
10% Owner
Transactions
- Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-06-25−164,400→ 6,173,560 totalExercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-06-25$0.20/sh+164,400$32,880→ 2,576,440 totalExercise: $0.02→ Common Stock (1,644,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-07-17−250,000→ 5,923,560 totalExercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-03-13$0.20/sh+680,000$136,000→ 2,412,040 totalExercise: $0.02→ Common Stock (6,800,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-07-17$0.20/sh+250,000$50,000→ 2,826,440 totalExercise: $0.02→ Common Stock (2,500,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-03-13−680,000→ 6,337,960 totalExercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.
- [F2]The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.