SOUPMAN, INC. 4
4 · SOUPMAN, INC. · Filed Jul 5, 2016
Insider Transaction Report
Form 4
SOUPMAN, INC.SOUP
Freedman Jeffrey
10% Owner
Transactions
- Exercise of In-Money
Series B Preferred Stock
2015-09-25$0.20/sh+670,000$134,000→ 3,956,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (6,700,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-09-18−340,000→ 5,463,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,700,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-09-09−120,000→ 5,803,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-09-25−670,000→ 4,793,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-09-09$0.20/sh+120,000$24,000→ 2,946,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (1,200,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-09-18$0.20/sh+340,000$68,000→ 3,286,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (3,400,000 underlying)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.
- [F2]The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.