4//SEC Filing
SOUPMAN, INC. 4
Accession 0001493152-16-011307
CIK 0001475273operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 2:10 PM ET
Size
17.3 KB
Accession
0001493152-16-011307
Insider Transaction Report
Form 4
SOUPMAN, INC.SOUP
Freedman Jeffrey
10% Owner
Transactions
- Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-12-19−655,000→ 2,374,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-12-10−1,220,000→ 3,029,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-12-19$0.20/sh+655,000$131,000→ 6,375,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (6,550,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-11-13$0.20/sh+544,000$108,800→ 4,500,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (5,440,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-11-13−544,000→ 4,249,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-12-10$0.20/sh+1,220,000$244,000→ 5,720,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (12,200,000 underlying)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.
- [F2]The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
SOUPMAN, INC.
CIK 0001475273
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001475273
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 2:10 PM ET
- Size
- 17.3 KB