SOUPMAN, INC. 4
4 · SOUPMAN, INC. · Filed Jul 5, 2016
Insider Transaction Report
Form 4
SOUPMAN, INC.SOUP
Freedman Jeffrey
10% Owner
Transactions
- Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-12-19−655,000→ 2,374,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-12-10−1,220,000→ 3,029,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-12-19$0.20/sh+655,000$131,000→ 6,375,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (6,550,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-11-13$0.20/sh+544,000$108,800→ 4,500,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (5,440,000 underlying) - Exercise of In-Money
Series B Preferred Stock Purchase Warrant
2015-11-13−544,000→ 4,249,560 total(indirect: Seefootnote2)Exercise: $0.20From: 2014-12-26Exp: 2016-08-24→ Series B Preferred Stock (8,750,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2015-12-10$0.20/sh+1,220,000$244,000→ 5,720,440 total(indirect: Seefootnote2)Exercise: $0.02→ Common Stock (12,200,000 underlying)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.
- [F2]The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.