SOUPMAN, INC. 4
4 · SOUPMAN, INC. · Filed Jul 5, 2016
Insider Transaction Report
Form 4
SOUPMAN, INC.SOUP
Freedman Jeffrey
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2016-06-10$0.02/sh+12,200,000$244,000→ 57,204,400 total(indirect: By WealthColony SPV II, L.P.) - Exercise of In-Money
Common Stock
2016-06-18$0.02/sh+6,550,000$131,000→ 63,754,400 total(indirect: By WealthColony SPV II, L.P.) - Exercise of In-Money
Series B Preferred Stock
2016-06-10$0.20/sh−1,220,000$244,000→ 655,000 total(indirect: By WealthColony SPV II, L.P.)Exercise: $0.02→ Common Stock (12,200,000 underlying) - Exercise of In-Money
Series B Preferred Stock
2016-06-18$0.20/sh−655,000$131,000→ 0 total(indirect: By WealthColony SPV II, L.P.)Exercise: $0.02→ Common Stock (6,550,000 underlying)
Footnotes (2)
- [F1]The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.