Home/Filings/4/0001493152-16-012279
4//SEC Filing

POSITIVEID Corp 4

Accession 0001493152-16-012279

CIK 0001347022operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 4:15 PM ET

Size

9.1 KB

Accession

0001493152-16-012279

Insider Transaction Report

Form 4
Period: 2016-08-11
Transactions
  • Other

    Series I Convertible Preferred Stock

    2016-08-111380 total
    Common Stock (138 underlying)
  • Award

    Series II Convertible Preferred Stock

    2016-08-11+154154 total
    Exercise: $0.10Common Stock (154 underlying)
Footnotes (5)
  • [F1]Mr. Cobb has entered into an exchange agreement pursuant to which he has exchanged 138 shares of Series I Convertible Preferred Stock, with a liquidation value of $154,180, for 154 shares of Series II Convertible Preferred Stock, with an initial liquidation value of $154,000. Any such shares of Series I Convertible Preferred Stock previously issued to Mr. Cobb are null and void and any and all rights arising thereunder are extinguished.
  • [F2]The Series I post reverse stock split conversion prices were (i) $1.80;(ii) $1.25; (iii) $1.35; and (iv) 1.04, based on the conversion prices on such dates of grant of the Series I, and had a vesting date of January 1, 2017.
  • [F3]The 138 shares of the Company's Convertible Series I Preferred Stock were convertible as of August 11, 2016 into 113,525 shares of common stock, par value of $0.01.
  • [F4]No expiration date
  • [F5]The Series II granted to Mr. Cobb has a stated value of $1,000 per share and as of August 11, 2016, are convertible into 1,558,948 shares of common stock, par value of $0.01, at $0.10 per share. Each share of Series II holds 25 votes per share for a total of 38,973,711 votes. The Series II shares will vest on January 1, 2019.

Documents

1 file

Issuer

POSITIVEID Corp

CIK 0001347022

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001347022

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 4:15 PM ET
Size
9.1 KB