Algodon Wines & Luxury Development Group, Inc. 4

4 · Algodon Wines & Luxury Development Group, Inc. · Filed Sep 8, 2016

Form 4

Period: 2016-07-19

Director

Transactions

Award
Stock Option
2016-07-19+200,000→ 700,000 total
Exercise: $2.20Exp: 2021-07-19→ Common Stock (200,000 underlying)
Other
Stock Option
2016-04-15−25,000→ 700,000 total
Exercise: $3.85From: 2012-04-15Exp: 2016-04-15→ Common Stock (25,000 underlying)
Other
Stock Option
2016-07-06−172,500→ 700,000 total
Exercise: $3.85From: 2015-07-06Exp: 2016-07-06→ Common Stock (172,500 underlying)
Other
Stock Option
2015-04-15−1,713→ 700,000 total
Exercise: $8.03From: 2011-04-15Exp: 2015-04-15→ Common Stock (1,713 underlying)

Holdings

Common Stock
97,588
Stock Option
Exercise: $3.85From: 2013-04-15Exp: 2017-04-15→ Common Stock (25,000 underlying)
700,000
Stock Option
Exercise: $2.48From: 2014-04-15Exp: 2018-04-15→ Common Stock (25,000 underlying)
700,000
Stock Option
Exercise: $2.48From: 2013-06-30Exp: 2018-06-30→ Common Stock (300,000 underlying)
700,000
Stock Option
Exercise: $2.48From: 2015-08-27Exp: 2019-08-27→ Common Stock (150,000 underlying)
700,000

Footnotes (5)

[F1]Options to acquire 66,667 shares vested on July 19, 2016; thereafter options to acquire 66,667 vest on July 19, 2017 with the remainder of 66,666 vesting on July 19, 2018.
[F2]Options granted pursuant to AWLD's 2016 Equity Incentive Plan.
[F3]This Form 4 corrects the Form 4 filed with the SEC on December 16, 2014 which incorrectly reported the number of derivative securities owned following the reported transaction as 488,838 instead of 699,213. The number of securities reported herein are calculated after taking into account the correction described in the preceding sentence and all transactions reflected on this Form 4. Options reflected herein are granted pursuant to AWLD's 2016 Equity Incentive Plan.
[F4]Options granted pursuant to AWLD's 2008 Equity Incentive Plan.
[F5]Expiration of options with no value received.

Documents

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