Home/Filings/4/0001493152-16-013205
4//SEC Filing

Algodon Wines & Luxury Development Group, Inc. 4

Accession 0001493152-16-013205

CIK 0001559998operating

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 4:16 PM ET

Size

18.7 KB

Accession

0001493152-16-013205

Insider Transaction Report

Form 4
Period: 2016-07-19
BEALE JULIAN
Director
Transactions
  • Award

    Stock Option

    2016-07-19+200,000700,000 total
    Exercise: $2.20Exp: 2021-07-19Common Stock (200,000 underlying)
  • Other

    Stock Option

    2016-04-1525,000700,000 total
    Exercise: $3.85From: 2012-04-15Exp: 2016-04-15Common Stock (25,000 underlying)
  • Other

    Stock Option

    2016-07-06172,500700,000 total
    Exercise: $3.85From: 2015-07-06Exp: 2016-07-06Common Stock (172,500 underlying)
  • Other

    Stock Option

    2015-04-151,713700,000 total
    Exercise: $8.03From: 2011-04-15Exp: 2015-04-15Common Stock (1,713 underlying)
Holdings
  • Common Stock

    97,588
  • Stock Option

    Exercise: $3.85From: 2013-04-15Exp: 2017-04-15Common Stock (25,000 underlying)
    700,000
  • Stock Option

    Exercise: $2.48From: 2014-04-15Exp: 2018-04-15Common Stock (25,000 underlying)
    700,000
  • Stock Option

    Exercise: $2.48From: 2013-06-30Exp: 2018-06-30Common Stock (300,000 underlying)
    700,000
  • Stock Option

    Exercise: $2.48From: 2015-08-27Exp: 2019-08-27Common Stock (150,000 underlying)
    700,000
Footnotes (5)
  • [F1]Options to acquire 66,667 shares vested on July 19, 2016; thereafter options to acquire 66,667 vest on July 19, 2017 with the remainder of 66,666 vesting on July 19, 2018.
  • [F2]Options granted pursuant to AWLD's 2016 Equity Incentive Plan.
  • [F3]This Form 4 corrects the Form 4 filed with the SEC on December 16, 2014 which incorrectly reported the number of derivative securities owned following the reported transaction as 488,838 instead of 699,213. The number of securities reported herein are calculated after taking into account the correction described in the preceding sentence and all transactions reflected on this Form 4. Options reflected herein are granted pursuant to AWLD's 2016 Equity Incentive Plan.
  • [F4]Options granted pursuant to AWLD's 2008 Equity Incentive Plan.
  • [F5]Expiration of options with no value received.

Documents

1 file

Issuer

Algodon Wines & Luxury Development Group, Inc.

CIK 0001559998

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001559998

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 4:16 PM ET
Size
18.7 KB