4//SEC Filing
Chanticleer Holdings, Inc. 4
Accession 0001493152-16-016164
CIK 0001106838operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 9:48 PM ET
Size
8.5 KB
Accession
0001493152-16-016164
Insider Transaction Report
Form 4
Kraut Gregory Evan
Director
Transactions
- Purchase
Series 1 Preferred Stock
2016-12-21$13.50/sh+300$4,050→ 300 total - Award
Series 1 Warrants
2016-12-21$13.50/sh+300$4,050→ 300 totalExercise: $13.50→ Common Stock (3,000 underlying)
Holdings
- 186,623
Common Stock
Footnotes (7)
- [F1]This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
- [F2]These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
- [F3]This purchase price is for the total number of units purchased.
- [F4]These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
- [F5]These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
- [F6]Each Series 1 Warrant is exercisable into 10 shares of common stock.
- [F7]The price is paid by surrendering one share of Series 1 Preferred stock.
Documents
Issuer
Chanticleer Holdings, Inc.
CIK 0001106838
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001106838
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 9:48 PM ET
- Size
- 8.5 KB