Chanticleer Holdings, Inc.·4

Dec 22, 9:48 PM ET

Chanticleer Holdings, Inc. 4

4 · Chanticleer Holdings, Inc. · Filed Dec 22, 2016

Insider Transaction Report

Form 4
Period: 2016-12-21
Transactions
  • Purchase

    Series 1 Preferred Stock

    2016-12-21$13.50/sh+300$4,050300 total
  • Award

    Series 1 Warrants

    2016-12-21$13.50/sh+300$4,050300 total
    Exercise: $13.50Common Stock (3,000 underlying)
Holdings
  • Common Stock

    186,623
Footnotes (7)
  • [F1]This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
  • [F2]These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
  • [F3]This purchase price is for the total number of units purchased.
  • [F4]These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
  • [F5]These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
  • [F6]Each Series 1 Warrant is exercisable into 10 shares of common stock.
  • [F7]The price is paid by surrendering one share of Series 1 Preferred stock.

Documents

1 file
  • 4
    form4.xmlPrimary