4//SEC Filing
CACHET FINANCIAL SOLUTIONS, INC. 4
Accession 0001493152-16-016266
CIK 0001487906operating
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 9:13 AM ET
Size
8.1 KB
Accession
0001493152-16-016266
Insider Transaction Report
Form 4
DAVIS JAMES L
Director
Transactions
- Award
Warrant to Purchase Common Stock
2016-12-28$4.94/sh+16,667$82,335→ 16,667 totalExercise: $4.94From: 2016-12-28Exp: 2021-12-28→ Common Stock (16,667 underlying) - Award
Warrant to Purchase Common Stock
2016-12-22$5.55/sh+2,253$12,504→ 2,253 totalExercise: $5.55From: 2016-12-22Exp: 2021-12-22→ Common Stock (2,253 underlying)
Footnotes (2)
- [F1]Pursuant to a Note Payable agreement, dated February 11, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
- [F2]Issued pursuant to a convertible promissory note. The exercise price of the warrants is the lower of $5.55 and 80% of the per share price of the Issuer's common stock in the Issuer's next underwritten public offering.
Documents
Issuer
CACHET FINANCIAL SOLUTIONS, INC.
CIK 0001487906
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001487906
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 9:13 AM ET
- Size
- 8.1 KB