Home/Filings/5/0001493152-17-001623
5//SEC Filing

Gordmans Stores, Inc. 5

Accession 0001493152-17-001623

CIK 0001490636operating

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 8:37 AM ET

Size

35.7 KB

Accession

0001493152-17-001623

Insider Transaction Report

Form 5
Period: 2016-12-31
Transactions
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-22$0.77/sh6,736$5,1870 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-25$0.75/sh8,231$6,1900 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-28$0.76/sh15,817$11,9830 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-30$0.75/sh400$3000 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-12-08$0.77/sh24,811$18,9980 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-12-09$0.75/sh16,029$12,0650 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-21$0.75/sh4,923$3,6920 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-29$0.75/sh25,425$19,0790 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-30$0.75/sh400$3000 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-12-08$0.77/sh24,811$18,9980 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-12-09$0.75/sh16,029$12,0650 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-22$0.77/sh6,736$5,1870 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-23$0.80/sh15,025$11,9670 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-23$0.80/sh15,025$11,9670 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-25$0.75/sh8,231$6,1900 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-28$0.76/sh15,817$11,9830 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
  • Sale

    Gordmans Stores, Inc. Common Stock

    2016-11-29$0.75/sh25,425$19,0790 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
Holdings
  • Gordmans Stores, Inc. Common Stock

    (indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
    1,748,375
  • Gordmans Stores, Inc. Common Stock

    (indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
    663,299
Footnotes (1)
  • [F1]The shares of common stock (the "Shares") of Gordmans Stores, Inc., a Delaware corporation (the "Issuer"), reported herein are held by either SEB Alternative Strategies SICAV - SEB Industrial Opportunities ("SEB Alternative Strategies") or SEB SICAV 2 - SEB Listed Private Equity Fund ("SEB Private Equity"), as indicated in Column 7 of Table I for each respective holding or transaction reported. SEB Investment Management AB (the "Reporting Person"), in its capacity as the investment manager of SEB Alternative Strategies and SEB Private Equity, may be deemed to have indirect shared voting and dispositive power with respect to the Shares owned directly by SEB Alternative Strategies and SEB Private Equity. The event triggering the Form 3 filing obligation by SEB Investment Management AB with respect to the Shares occurred on October 20, 2015 when the combined holdings of SEB Alternative Strategies and SEB Private Equity exceeded 10% of the outstanding shares of the Issuer.

Issuer

Gordmans Stores, Inc.

CIK 0001490636

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001490636

Filing Metadata

Form type
5
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 8:37 AM ET
Size
35.7 KB