Gordmans Stores, Inc. 5
5 · Gordmans Stores, Inc. · Filed Feb 15, 2017
Insider Transaction Report
Form 5
SEB Investment Management AB
10% Owner
Transactions
- Sale
Gordmans Stores, Inc. Common Stock
2016-11-22$0.77/sh−6,736$5,187→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-25$0.75/sh−8,231$6,190→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-28$0.76/sh−15,817$11,983→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-30$0.75/sh−400$300→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-12-08$0.77/sh−24,811$18,998→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-12-09$0.75/sh−16,029$12,065→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-21$0.75/sh−4,923$3,692→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-29$0.75/sh−25,425$19,079→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-30$0.75/sh−400$300→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-12-08$0.77/sh−24,811$18,998→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-12-09$0.75/sh−16,029$12,065→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-22$0.77/sh−6,736$5,187→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-23$0.80/sh−15,025$11,967→ 0 total(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-23$0.80/sh−15,025$11,967→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-25$0.75/sh−8,231$6,190→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-28$0.76/sh−15,817$11,983→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund) - Sale
Gordmans Stores, Inc. Common Stock
2016-11-29$0.75/sh−25,425$19,079→ 0 total(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
Holdings
- 1,748,375(indirect: By SEB SICAV 2 - SEB Listed Private Equity Fund)
Gordmans Stores, Inc. Common Stock
- 663,299(indirect: By SEB Alternative Strategies SICAV - SEB Industrial Opportunities)
Gordmans Stores, Inc. Common Stock
Footnotes (1)
- [F1]The shares of common stock (the "Shares") of Gordmans Stores, Inc., a Delaware corporation (the "Issuer"), reported herein are held by either SEB Alternative Strategies SICAV - SEB Industrial Opportunities ("SEB Alternative Strategies") or SEB SICAV 2 - SEB Listed Private Equity Fund ("SEB Private Equity"), as indicated in Column 7 of Table I for each respective holding or transaction reported. SEB Investment Management AB (the "Reporting Person"), in its capacity as the investment manager of SEB Alternative Strategies and SEB Private Equity, may be deemed to have indirect shared voting and dispositive power with respect to the Shares owned directly by SEB Alternative Strategies and SEB Private Equity. The event triggering the Form 3 filing obligation by SEB Investment Management AB with respect to the Shares occurred on October 20, 2015 when the combined holdings of SEB Alternative Strategies and SEB Private Equity exceeded 10% of the outstanding shares of the Issuer.